Investment adviser · CRD 297717
CANOPY WEALTH MANAGEMENT
Investment adviser filing (IA)
ERN FINANCIAL, LLC
MIDDLETON, WI, United States · Form ADV filed Apr 8, 2026
- Regulatory AUM
- $1.15B Form ADV · Item 5.F
- Client accounts
- 2,608 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 293 | $1,017,058,588 | 88.1% |
| Individuals | 299 | $123,256,281 | 10.7% |
| Charities | 5 | $11,293,061 | 1.0% |
| Retirement plans | Fewer than 5 | $2,043,340 | 0.2% |
| Corporations & businesses | Fewer than 5 | $206,594 | 0.0% |
Filing source
Form ADV 2074516 · Apr 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 8, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Hourly
Principal office
8215 GREENWAY BOULEVARD, SUITE 540MIDDLETON, WI, 53562, United States
CRD 297717
Filing source
Form ADV 2074516 · Apr 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.