Investment adviser · CRD 142633
CANNELL & SPEARS LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 30, 2026
- Regulatory AUM
- $6.99B Form ADV · Item 5.F
- Client accounts
- 2,577 Accounts, not individual clients
- Employees
- 40 Reported in this filing
- Advisory professionals
- 17 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 1,937 | $6,220,200,000 | 89.0% |
| Charities | 53 | $250,300,000 | 3.6% |
| Corporations & businesses | 43 | $231,700,000 | 3.3% |
| Investment companies | 1 | $113,900,000 | 1.6% |
| Individuals | 457 | $112,900,000 | 1.6% |
| Retirement plans | 56 | $51,000,000 | 0.7% |
| Pooled investment vehicles | 2 | $12,200,000 | 0.2% |
Filing source
Form ADV 2082004 · Mar 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CANNELL & CO ALTERNATIVES STRUCK LLCOther Private Fund · Last reported Mar 30, 2026$6.18MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2578226651
- Reported beneficial owners
- 22
- Minimum commitment
- $250K
Form ADV 2082004 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CANNELL & CO. ALTERNATIVES ROCKIT PEST LLCOther Private Fund · Last reported Mar 30, 2026$6.02MGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-9137042160
- Reported beneficial owners
- 17
- Minimum commitment
- $250K
Form ADV 2082004 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
535 MADISON AVENUE, 14TH FLOORNEW YORK, NY, 10022, United States
CRD 142633
Filing source
Form ADV 2082004 · Mar 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.