Investment adviser · CRD 7449
CANACCORD GENUITY WEALTH MANAGEMENT
Investment adviser filing (IA)
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
VANCOUVER, BC, Canada · Form ADV filed Jun 30, 2026
- Regulatory AUM
- $135M Form ADV · Item 5.F
- Client accounts
- 114 Accounts, not individual clients
- Employees
- 32 Reported in this filing
- Advisory professionals
- 32 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 29 | $117,247,122 | 86.6% |
| Individuals | 48 | $16,305,440 | 12.0% |
| Corporations & businesses | 3 | $1,903,063 | 1.4% |
Filing source
Form ADV 2116840 · Jun 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 30, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
1133 MELVILLE STREET, SUITE 1100VANCOUVER, BC, V6E 4E5, Canada
CRD 7449
Filing source
Form ADV 2116840 · Jun 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.