Investment adviser · CRD 134139
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Investment adviser filing (IA)
FAIRFIELD, IA, United States · Form ADV filed Sep 11, 2026
- Regulatory AUM
- $139B Form ADV · Item 5.F
- Client accounts
- 608,275 Accounts, not individual clients
- Employees
- 3,527 Reported in this filing
- Advisory professionals
- 3,496 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 47,431 | $69,606,504,715 | 50.2% |
| Individuals | 308,441 | $65,013,115,632 | 46.9% |
| Government entities | 2,948 | $3,001,821,754 | 2.2% |
| Retirement plans | 2,387 | $1,056,170,489 | 0.8% |
| Charities | 6 | $16,897,590 | 0.0% |
Filing source
Form ADV 2130974 · Sep 11, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 11, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Market timing · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
1776 PLEASANT PLAIN RD.FAIRFIELD, IA, 52556-8757, United States
CRD 134139
Filing source
Form ADV 2130974 · Sep 11, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.