Investment adviser · CRD 20999
CALTON & ASSOCIATES, INC.
Investment adviser filing (IA)
TAMPA, FL, United States · Form ADV filed Aug 6, 2026
- Regulatory AUM
- $1.58B Form ADV · Item 5.F
- Client accounts
- 6,969 Accounts, not individual clients
- Employees
- 373 Reported in this filing
- Advisory professionals
- 221 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 4,778 | $803,708,779 | 51.0% |
| High-net-worth individuals | 278 | $646,216,332 | 41.0% |
| Retirement plans | 227 | $126,592,645 | 8.0% |
Filing source
Form ADV 2123496 · Aug 6, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 6, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Commissions · Performance-based
Principal office
2701 N. ROCKY POINT DRIVE, SUITE 1000TAMPA, FL, 33607, United States
CRD 20999
Filing source
Form ADV 2123496 · Aug 6, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.