Investment adviser · CRD 105366

CALDWELL & ORKIN INC

Investment adviser filing (IA)

NORCROSS, GA, United States · Form ADV filed Feb 22, 2017

Regulatory AUM
$72.5M
Form ADV · Item 5.F
Client accounts
32
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE C&O INVESTMENT PARTNERSHIP, L.P.Hedge Fund · Last reported Feb 22, 2017$37.7MGross asset value
Auditor TAIT WELLER & BAKER, LLP PHILADELPHIA, Pennsylvania, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer COMPASS SECURITIES CORPORATION NEWPORT, Rhode Island, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

COMPASS SECURITIES CORPORATION
CRD 16168 · SEC 8-33438

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-7596889697
Reported beneficial owners
24
Minimum commitment
$1M

Form ADV 1075396 · Feb 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 22, 2017. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

5185 PEACHTREE PARKWAY, SUITE 370
NORCROSS, GA, 30092-6541, United States

CRD 105366

Filing source

Form ADV 1075396 · Feb 22, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.