CAIS ADVISORS – investment adviser, $225M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$160,422,301	71.2%
Corporations & businesses	Fewer than 5	$64,905,012	28.8%
Investment companies	1	$0	0.0%

Filing source

Form ADV 2116052 · Jun 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAIS SPORTS, MEDIA AND ENTERTAINMENT FUND, LPPrivate Equity Fund · Last reported Jun 26, 2026$160MGross asset value

Form D fundraising filings

CAIS Sports, Media & Entertainment Fund, LP

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No

Marketer CAIS CAPITAL LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646

Fund details & source

Fund ID: 805-5303418359
Reported beneficial owners: 422
Minimum commitment: $250K
Form D file number: 021-543258

Form ADV 2116052 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAISCRED PRIVATE CREDIT FUND, LPOther Private Fund · Last reported Jun 26, 2026$0Gross asset value

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian UMB BANK, NA KANSAS CITY, Missouri, United States Related to adviser: No

Marketer CAIS CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

UMB BANK, NA
LEI VNOO6EITDJ2YUEBMSZ83

CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646

Fund details & source

Fund ID: 805-9853915321
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 2116052 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 26, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

527 MADISON AVENUE, 12TH FLOOR
NEW YORK, NY, 10022, United States

CRD 317466

Filing source

Form ADV 2116052 · Jun 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.