Investment adviser · CRD 156809

CAIRN CAPITAL NORTH AMERICA INC.

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Apr 2, 2018

Regulatory AUM: $339M
Client accounts: 5
Employees: 4
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$338,973,433	100.0%

Filing source

Form ADV 1187000 · Apr 2, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEPTUNE CDO 2004-1 LTDSecuritized Asset Fund · Last reported Apr 2, 2018$97.6MGross asset value

Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4375309087
Reported beneficial owners: 0
Minimum commitment: $200K

Form ADV 1187000 · Apr 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CITIUS 1 FUNDING LTD.Securitized Asset Fund · Last reported Apr 2, 2018$82.4MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6350762262
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1187000 · Apr 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RESERVOIR FUNDING LTD.Securitized Asset Fund · Last reported Apr 2, 2018$56.2MGross asset value

Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5575661949
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1187000 · Apr 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORTIUS 1 FUNDING LTD.Securitized Asset Fund · Last reported Apr 2, 2018$52.7MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2400322388
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1187000 · Apr 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTIUS III FUNDING LTD.Securitized Asset Fund · Last reported Apr 2, 2018$50.1MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4271841416
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1187000 · Apr 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTIUS IV FUNDING LTD.Securitized Asset Fund · Last reported Nov 27, 2015$633MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4666770927
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 959317 · Nov 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 2, 2018. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

600 SUMMER STREET, 6TH FLOOR
STAMFORD, CT, 06901, United States

CRD 156809

Filing source

Form ADV 1187000 · Apr 2, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.