Investment adviser · CRD 161563

CAI CAPITAL MANAGEMENT, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 14, 2013

Regulatory AUM
$158M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WHITNEY CAPITAL SERIES FUND LLC - SERIES THedge Fund · Last reported Mar 14, 2013$158MGross asset value

Form D fundraising filings

Whitney Capital Series Fund LLC - Series T

Auditor WITHUM SMITH + BROWN, P.C. PRINCETON, New Jersey, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-6643147340
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-176760

Form ADV 698259 · Mar 14, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 14, 2013. View historical filings

Reported services

Business portfolio management

Compensation

Performance-based

Principal office

600 THIRD AVENUE, 2ND FLOOR
NEW YORK, NY, 10016, United States

CRD 161563

Filing source

Form ADV 698259 · Mar 14, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.