Investment adviser · CRD 281292

CAERUS INVESTORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 13, 2019

Regulatory AUM: $218M
Client accounts: 4
Employees: 4
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$155,247,518	71.4%
Investment companies	1	$62,286,801	28.6%

Filing source

Form ADV 1323056 · May 13, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAERUS SELECT MASTER FUND LTDHedge Fund · Last reported Mar 28, 2017$8.43MGross asset value

Feeder funds

CAERUS SELECT FUND LP
CAERUS SELECT FUND LTD

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CAPITAL ONE BANK NEW YORK, New York, United States Related to adviser: No

Custodian CITCO BANKING CORPORATION NA NV CURACAO, Netherlands Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Marketer FLYING CLOUD SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8380744151
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-262553

Form ADV 1096879 · Mar 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 13, 2019. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

460 PARK AVENUE, 18TH FLOOR
NEW YORK, NY, 10022-1808, United States

CRD 281292

Filing source

Form ADV 1323056 · May 13, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.