CADENCE CAPITAL MANAGEMENT LLC – investment adviser, $2.1B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	6	$1,049,423,439	49.9%
Corporations & businesses	Fewer than 5	$703,045,825	33.4%
Pooled investment vehicles	1	$230,541,064	11.0%
Other investment advisers	Fewer than 5	$55,864,546	2.7%
Retirement plans	Fewer than 5	$43,223,632	2.1%
Charities	Fewer than 5	$22,347,425	1.1%
High-net-worth individuals	Fewer than 5	$134,827	0.0%

Filing source

Form ADV 1424462 · May 20, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CADENCE GLOBAL EQUITY FUND L.P.Hedge Fund · Last reported May 20, 2020$231MGross asset value

Form D fundraising filings

Cadence Global Equity Fund L.P.

Fund administrator APEX FUND AND CUSTODY SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE COSTA MESA, California, United States

Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 34

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

Fund details & source

Fund ID: 805-9699431412
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-296618

Form ADV 1424462 · May 20, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INTEGRITY BOSTON FUND, LPHedge Fund · Last reported Jul 18, 2017$26.2MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG BOSTON, Massachusetts, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION CHICAGO, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-2515495239
Reported beneficial owners: 25
Minimum commitment: $500K
Form D file number: 021-142030

Form ADV 1127829 · Jul 18, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INTEGRITY BOSTON SMIDCAP GROWTH STOCK FUND, LPOther Private Fund · Last reported Apr 8, 2016$3.68MGross asset value

Form D fundraising filings

Integrity Boston SmidCap Growth Stock Fund, LP

Fund administrator SS&C GLOBEOP WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG BOSTON, Massachusetts, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3989255788
Reported beneficial owners: 10
Minimum commitment: $500K
Form D file number: 021-140607

Form ADV 1009359 · Apr 8, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 20, 2020. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

265 FRANKLIN STREET, 4TH FLOOR
BOSTON, MA, 02110-3113, United States

CRD 106561

Filing source

Form ADV 1424462 · May 20, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.