CACHETECH – investment adviser, $547M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	Fewer than 5	$524,684,609	95.9%
Pooled investment vehicles	2	$22,707,384	4.1%

Filing source

Form ADV 2135473 · Sep 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AIM DEFINED INVESTMENT FUND, LLCHedge Fund · Last reported Sep 29, 2026$17MGross asset value

Form D fundraising filings

AIM Defined Investment Fund, LLC

Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HAYNIE & COMPANY SALT LAKE CITY, Utah, United States

Custodian INTERACTIVE BROKERS LLC GREENWHICH, Connecticut, United States Related to adviser: No

Custodian WASHINGTON FEDERAL BANK SEATTLE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

HAYNIE & COMPANY
PCAOB 457

INTERACTIVE BROKERS LLC
SEC 8-47257

WASHINGTON FEDERAL BANK
LEI D38AC76TAMYI50NBPX33

Fund details & source

Fund ID: 805-5837587097
Reported beneficial owners: 44
Minimum commitment: $250K
Form D file number: 021-337157

Form ADV 2135473 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FAIRWAY INVESTMENT FUNDHedge Fund · Last reported Sep 29, 2026$5.73MGross asset value

Form D fundraising filings

Fairway Investment Fund LLC

Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HAYNIE & COMPANY SALT LAKE CITY, Utah, United States

Custodian INTERACTIVE BROKERS LLC GREENWHICH, Connecticut, United States Related to adviser: No

Custodian WASHINGTON FEDERAL BANK SEATTLE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

HAYNIE & COMPANY
PCAOB 457

INTERACTIVE BROKERS LLC
SEC 8-47257

WASHINGTON FEDERAL BANK
LEI D38AC76TAMYI50NBPX33

Fund details & source

Fund ID: 805-8497384897
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-461751

Form ADV 2135473 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 29, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Performance-based

Principal office

701 S MAIN ST, STE 400
LOGAN, UT, 84321, United States

CRD 327688

Filing source

Form ADV 2135473 · Sep 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.