Investment adviser · CRD 159845

C12 CAPITAL MANAGEMENT US LP

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 27, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

C12 HELIX LIQUID OPPORTUNITIES MASTER L.P.Hedge Fund · Last reported Jan 13, 2012$1.23BGross asset value

Feeder funds

  • C12 HELIX LIQUID OPPORTUNITIES INTERMEDIATE L.P.
  • C12 HELIX LIQUID OPPORTUNITIES LP
  • C12 HELIX LIQUID OPPORTUNITIES LTD.
Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Auditor ROTHSTEIN KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer ANCHOR ALTERNATIVE INVESTMENTS LTD. HAMILTON, Bermuda Related to adviser: No
Marketer ANCHOR ASSET MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN CLEARING CORP.
SEC 8-43724

ANCHOR ASSET MANAGEMENT LLC
CRD 128344 · SEC 8-66126

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-4268359613
Reported beneficial owners
32
Minimum commitment
$2M
Form D file number
021-1512197
Form D file number
021-1512199

Form ADV 601202 · Jan 13, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

ONE WORLD TRADE CENTER, SUITE 46A
NEW YORK, NY, 10007, United States

CRD 159845

Filing source

Form ADV 900675 · Mar 27, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.