Investment adviser · CRD 151179

FAIRWAY ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

AUSTIN, TX, United States · Form ADV filed Mar 30, 2016

Regulatory AUM
$34.9M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
20
Reported in this filing
Advisory professionals
15
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FAIRWAY MASTERS FUND, LPHedge Fund · Last reported Mar 30, 2016$34.6MGross asset value
Fund administrator FAIRWAY AMERICA, LLC PORTLAND, Oregon, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian CULLEN/FROST BANKERS, INC. AUSTIN, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8120369311
Reported beneficial owners
82
Minimum commitment
$250K

Form ADV 991775 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FAIRWAY VINTAGE FUND, LPOther Private Fund · Last reported Mar 30, 2016$195KGross asset value
Fund administrator TCG ADMINISTRATORS AUSTIN, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Custodian CULLEN/FROST BANKERS, INC. AUSTIN, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6375167845
Reported beneficial owners
14
Minimum commitment
$50K

Form ADV 991775 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE FAIRWAY FUND, LP (MOVED TO A PRIVATE FUND 06302013)Hedge Fund · Last reported Mar 31, 2014$3.37MGross asset value
Fund administrator JEM RESOURCE PARTNERS AUSTIN, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Custodian TD AMERITRADE, INC. SAN DIEGO, California, United States Related to adviser: No
Marketer TCG ADVISORS, LP AUSTIN, Texas, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

TD AMERITRADE, INC.
SEC 8-23395

TCG ADVISORS, LP
CRD 112685 · SEC 801-60365

Fund details & source
Fund ID
805-2503100722
Reported beneficial owners
5
Minimum commitment
$250K

Form ADV 787076 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BULL CREEK CREDIT OPPORTUNITY FUND (COMPETELY CLOSED 12312013)Securitized Asset Fund · Last reported Mar 31, 2014$0Gross asset value
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7889448515
Reported beneficial owners
0
Minimum commitment
$100K

Form ADV 787076 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FAIRWAY EAGLE FUNDHedge Fund · Last reported Mar 28, 2013$0Gross asset value
Fund administrator JEM RESOURCE PARTNERS AUSTIN, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer TCG ADVISORS, LP AUSTIN, Texas, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TCG ADVISORS, LP
CRD 112685 · SEC 801-60365

Fund details & source
Fund ID
805-5357079496
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 682372 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

900 S. CAPITAL OF TEXAS HIGHWAY, SUITE 350
AUSTIN, TX, 78746, United States

CRD 151179

Filing source

Form ADV 991775 · Mar 30, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.