Investment adviser · CRD 160278
BUFFALO BAY CAPITAL, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 19, 2019
- Regulatory AUM
- $411M Form ADV · Item 5.F
- Client accounts
- 10 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other clients | 5 | $228,878,834 | 55.7% |
| High-net-worth individuals | Fewer than 5 | $113,656,619 | 27.7% |
| Pooled investment vehicles | 1 | $53,641,881 | 13.1% |
| Charities | Fewer than 5 | $14,542,420 | 3.5% |
Filing source
Form ADV 1279174 · Mar 19, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 19, 2019. View historical filings
Reported services
Not reported in these imported fields
Compensation
Fixed · Performance-based
Principal office
885 THIRD AVENUE, SUITE 2640NEW YORK, NY, 10022, United States
CRD 160278
Filing source
Form ADV 1279174 · Mar 19, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.