Investment adviser · CRD 108256

BUDGE FINANCIAL INC

Investment adviser filing (IA)

DALLAS, TX, United States · Form ADV filed Dec 9, 2020

Regulatory AUM: $127M
Client accounts: 7
Employees: 1
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$120,168,657	94.5%
High-net-worth individuals	Fewer than 5	$7,022,014	5.5%

Filing source

Form ADV 1462586 · Dec 9, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FIVE STATES ENERGY CAPITAL FUND 2, LLCPrivate Equity Fund · Last reported Dec 9, 2020$111MGross asset value

Feeder funds

Auditor HAYNIE & COMPANY LITTLETON, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

HAYNIE & COMPANY
PCAOB 457

Fund details & source

Fund ID: 805-1974917362
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1462586 · Dec 9, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIVE STATES ENERGY CAPITAL FUND 1, LLCPrivate Equity Fund · Last reported Dec 9, 2020$9.23MGross asset value

Feeder funds

Auditor HAYNIE & COMPANY LITTLETON, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

HAYNIE & COMPANY
PCAOB 457

Fund details & source

Fund ID: 805-7035709895
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1462586 · Dec 9, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOBILE MEDIA VENTURES II, LLCPrivate Equity Fund · Last reported Mar 28, 2012$2MGross asset value

Auditor WHITLEY PENN LLP DALLAS, Texas, United States

Custodian STERLING BANK HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-7013044134
Reported beneficial owners: 79
Minimum commitment: $100K
Form D file number: 021-127711

Form ADV 599950 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GOTV INVESTMENT FUND (C-7), LLCPrivate Equity Fund · Last reported Mar 28, 2012$113KGross asset value

Auditor WHITLEY PENN LPP DALLAS, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5715335011
Reported beneficial owners: 27
Minimum commitment: $1
Form D file number: 021-138122

Form ADV 599950 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GOTV INVESTMENT FUND (C-1), LLCPrivate Equity Fund · Last reported Mar 28, 2012$36.1KGross asset value

Auditor WHITLEY PENN LLP DALLAS, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4799141610
Reported beneficial owners: 29
Minimum commitment: $1
Form D file number: 021-138124

Form ADV 599950 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIVE STATES VENTURES, LLCPrivate Equity Fund · Last reported Mar 28, 2012$1KGross asset value

Auditor HAYNIE & COMPANY LITTLETON, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9401276745
Reported beneficial owners: 4
Minimum commitment: $1

Form ADV 599950 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FSTAF 2, LLCReal Estate Fund · Last reported Sep 29, 2017$0Gross asset value

Feeder funds

Auditor WHITLEY PENN LLP DALLAS, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4732243866
Reported beneficial owners: 2
Minimum commitment: $100K

Form ADV 1143988 · Sep 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 9, 2020. View historical filings

Reported services

Individual portfolio management

Compensation

Fixed

Principal office

4925 GREENVILLE AVE, STE 1220
DALLAS, TX, 75206, United States

CRD 108256

Filing source

Form ADV 1462586 · Dec 9, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.