Investment adviser · CRD 142898

BROWN FINANCIAL MANAGEMENT GROUP

Investment adviser filing (IA)

THOMAS JAMES BROWN

LATHAM, NY, United States · Form ADV filed Feb 26, 2015

Regulatory AUM
$36.4M
Form ADV · Item 5.F
Client accounts
106
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Feb 26, 2015. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

950 NEW LOUDON ROAD, SUITE 105
LATHAM, NY, 12110, United States

CRD 142898

Filing source

Form ADV 880123 · Feb 26, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.