Investment adviser · CRD 126536

BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD.

Investment adviser filing (IA)

SOUNDVEST CAPITAL MANAGEMENT LTD.

OTTAWA, ONTARIO, Canada · Form ADV filed Mar 28, 2018

Regulatory AUM: $262M
Client accounts: 70
Employees: 8
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	Fewer than 5	$131,983,240	50.3%
High-net-worth individuals	60	$81,238,361	31.0%
Investment companies	2	$20,096,214	7.7%
Pooled investment vehicles	1	$19,630,664	7.5%
Charities	6	$9,466,170	3.6%

Filing source

Form ADV 1196540 · Mar 28, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.

Services & filing details

Most recent filing: Mar 28, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 SPARKS STREET, 9TH FLOOR
OTTAWA, ONTARIO, KIP5B7, Canada

CRD 126536

Filing source

Form ADV 1196540 · Mar 28, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.