Investment adviser · CRD 156772

BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Jun 29, 2026

Regulatory AUM
$1.94B
Form ADV · Item 5.F
Client accounts
14
Accounts, not individual clients
Employees
19
Reported in this filing
Advisory professionals
10
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles14$1,942,819,455100.0%
Filing source

Form ADV 2116332 · Jun 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

19 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BROOKE PRIVATE EQUITY ADVISORS FUND I (F), LPPrivate Equity Fund · Last reported Jun 19, 2019$617KGross asset value
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

UBS SECURITIES LLC
SEC 8-22651

Fund details & source
Fund ID
805-3603053271
Reported beneficial owners
2
Minimum commitment
$6M
Form D file number
021-61888

Form ADV 1330263 · Jun 19, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOKE PRIVATE EQUITY ADVISORS FUND II (D), LPPrivate Equity Fund · Last reported Mar 30, 2022$141KGross asset value
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

UBS SECURITIES LLC
SEC 8-22651

Fund details & source
Fund ID
805-9826983268
Reported beneficial owners
2
Minimum commitment
$5M
Form D file number
021-94605

Form ADV 1601033 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOKE PRIVATE EQUITY ADVISORS FUND I (D), LPPrivate Equity Fund · Last reported Jun 19, 2019$123KGross asset value
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

UBS SECURITIES LLC
SEC 8-22651

Fund details & source
Fund ID
805-5152392162
Reported beneficial owners
2
Minimum commitment
$4M
Form D file number
021-61920

Form ADV 1330263 · Jun 19, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOKE PRIVATE EQUITY ADVISORS CAYMAN FUND II, LPPrivate Equity Fund · Last reported Dec 2, 2025$13.3KGross asset value
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian CITIZENS BANK RIVERSIDE, Rhode Island, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

CITIZENS BANK
LEI DRMSV1Q0EKMEXLAU1P80

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-6298445977
Reported beneficial owners
15
Minimum commitment
$500K

Form ADV 2031497 · Dec 2, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOKE PRIVATE EQUITY ADVISORS CAYMAN FUND I-A, LPPrivate Equity Fund · Last reported Sep 2, 2020$10.1KGross asset value
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Fund details & source
Fund ID
805-5872000961
Reported beneficial owners
6
Minimum commitment
$500K

Form ADV 1454734 · Sep 2, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 29, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

100 FEDERAL STREET, 28TH FLOOR
BOSTON, MA, 02110, United States

CRD 156772

Filing source

Form ADV 2116332 · Jun 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.