Investment adviser · CRD 282515

BROOK BAY CAPITAL (UK) LLP

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

LONDON, United Kingdom · Form ADV filed Aug 30, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BROOK BAY SECONDARIES FUND II LPPrivate Equity Fund · Last reported Aug 30, 2017$72.8MGross asset value

Fund administrator CITCO FUND SERVICES (JERSEY) LIMITED ST HELIER, Jersey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP LONDON, United Kingdom

Custodian CITCO CUSTODY LIMITED ST. JULIANS, Malta Related to adviser: No

Custodian UBP SA GENEVA, Switzerland Related to adviser: No

Marketer AZLA ADVISORS K LTD. TORTOLA, British Virgin Islands Related to adviser: No

Marketer LORETAN CONSULTING AG ZOLLIKON, Switzerland Related to adviser: No

Marketer SIMBA CAPITAL GROUP LIMITED GEORGETOWN, Cayman Islands Related to adviser: No

Marketer THIS ADVISORS LLP LONDON, United Kingdom Related to adviser: No

Marketer UBP SA GENEVA, Switzerland Related to adviser: No

Marketer WISSINK CONSULTING GROUP PROVIDENCIALES, Turks and Caicos Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-8592711073
Reported beneficial owners: 57
Minimum commitment: $100K
Form D file number: 021-245116

Form ADV 1131424 · Aug 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOK BAY SECONDARIES FUND LPPrivate Equity Fund · Last reported Aug 30, 2017$30MGross asset value

Fund administrator CITCO FUND SERVICES (JERSEY) LIMITED ST HELIER, Jersey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP LONDON, United Kingdom

Custodian BANQUE PICTET & CIE SA CAROUGE, Switzerland Related to adviser: No

Custodian CITCO GLOBAL CUSTODY N.V. DUBLIN, Ireland Related to adviser: No

Custodian HSBC PRIVATE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No

Marketer LORETAN CONSULTING AG ZOLLIKON, Switzerland Related to adviser: No

Marketer SIMBA CAPITAL GROUP LIMITED GEORGETOWN, Cayman Islands Related to adviser: No

Marketer WISSINK CONSULTING GROUP PROVIDENCIALES, Turks and Caicos Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-7625920017
Reported beneficial owners: 57
Minimum commitment: $100K
Form D file number: 021-202850

Form ADV 1131424 · Aug 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOK BAY SECONDARIES III LIMITEDPrivate Equity Fund · Last reported Aug 30, 2017$4.73MGross asset value

Custodian CITCO CUSTODY LIMITED ST. JULIANS, Malta Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9807568198
Reported beneficial owners: 9
Minimum commitment: $100K
Form D file number: 021-276275

Form ADV 1131424 · Aug 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 30, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

LEVEL 1, 46 CURZON STREET
LONDON, W1J 7UH, United Kingdom

CRD 282515

Filing source

Form ADV 1131424 · Aug 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.