Investment adviser · CRD 328881
BROADWING CAPITAL MANAGEMENT LLC
Investment adviser filing (IA)
DALLAS, TX, United States · Form ADV filed Sep 22, 2026
- Regulatory AUM
- $513M Form ADV · Item 5.F
- Client accounts
- 6 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 6 | $513,108,323 | 100.0% |
Filing source
Form ADV 2134175 · Sep 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
7 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BROADWING CAPITAL FUND I LPPrivate Equity Fund · Last reported Sep 22, 2026$336MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
PNC BANK
LEI AD6GFRVSDT01YPT1CS68
RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418
Fund details & source
- Fund ID
- 805-9716057344
- Reported beneficial owners
- 21
- Minimum commitment
- $2M
- Form D file number
- 021-4965721
Form ADV 2134175 · Sep 22, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LEHR UPFITTERS INVESTOR, LLCPrivate Equity Fund · Last reported Sep 22, 2026$101MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
PNC BANK
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-5942486463
- Reported beneficial owners
- 12
- Minimum commitment
- $2M
- Form D file number
- 021-527928
Form ADV 2134175 · Sep 22, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
UPBW BLOCKER LLCPrivate Equity Fund · Last reported Sep 22, 2026$26.9MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
PNC BANK
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-4289111244
- Reported beneficial owners
- 23
- Minimum commitment
- $4M
Form ADV 2134175 · Sep 22, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HEADWAY REROOF SPV LLCPrivate Equity Fund · Last reported Sep 22, 2026$20.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
PNC BANK
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-8705654965
- Reported beneficial owners
- 3
- Minimum commitment
- $2M
Form ADV 2134175 · Sep 22, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CS365 MSP AGGREGATOR, LLCPrivate Equity Fund · Last reported Sep 22, 2026$15.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
PNC BANK
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-3237518356
- Reported beneficial owners
- 8
- Minimum commitment
- $2M
Form ADV 2134175 · Sep 22, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
REROOF PARTNERS SPV LLCPrivate Equity Fund · Last reported Sep 22, 2026$12MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
PNC BANK
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-9251469582
- Reported beneficial owners
- 2
- Minimum commitment
- $4M
Form ADV 2134175 · Sep 22, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
DK-BW UPCHURCH INVESTOR LLCPrivate Equity Fund · Last reported Jun 27, 2025$140MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
FROST SECURITIES, INC.
SEC 8-51684
J.P. MORGAN SECURITIES LLC
SEC 8-35008
TRUSTMARK SECURITIES, INC.
SEC 8-44497
Fund details & source
- Fund ID
- 805-7736951799
- Reported beneficial owners
- 3
- Minimum commitment
- $2M
Form ADV 1990288 · Jun 27, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 22, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
5956 SHERRY LANE, SUITE 725DALLAS, TX, 75225, United States
CRD 328881
Filing source
Form ADV 2134175 · Sep 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.