Investment adviser · CRD 334073

BROADVIEW MANAGEMENT, LLC

Investment adviser filing (IA)

ST. LOUIS, MO, United States · Form ADV filed Jul 31, 2026

Regulatory AUM
$330M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
31
Reported in this filing
Advisory professionals
11
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$330,386,772100.0%
Filing source

Form ADV 2123000 · Jul 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BROADVIEW GROUP HOLDINGS, LLCHedge Fund · Last reported Jul 31, 2026$306MGross asset value
Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP ST. LOUIS, Missouri, United States
Custodian BOKF, NA TULSA, Oklahoma, United States Related to adviser: No
Custodian COMMERCE BANK KANSAS CITY, Missouri, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BOKF, NA
LEI FU7RSW4CQQY98A2O7J66

COMMERCE BANK
LEI 7DMUJTL9FFTVIAG9H788

JPMORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-6584543075
Reported beneficial owners
8
Minimum commitment
$25K

Form ADV 2123000 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROADVIEW CAPITAL HOLDINGS, LLCHedge Fund · Last reported Jul 31, 2026$134MGross asset value
Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP ST. LOUIS, Missouri, United States
Custodian BOKF, NA TULSA, Oklahoma, United States Related to adviser: No
Custodian COMMERCE BANK KANSAS CITY, Missouri, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian STONEX FINANCIAL INC. WINTER PARK, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BOKF, NA
LEI FU7RSW4CQQY98A2O7J66

COMMERCE BANK
LEI 7DMUJTL9FFTVIAG9H78

GOLDMAN SACHS & CO. LLC
SEC 8-129

JPMORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97

MAREX CAPITAL MARKETS INC.
SEC 8-69039

STONEX FINANCIAL INC.
SEC 8-51269

Fund details & source
Fund ID
805-5409965391
Reported beneficial owners
1
Minimum commitment
$25K

Form ADV 2123000 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROADVIEW-CITADEL HOLDINGS, LLCPrivate Equity Fund · Last reported Jul 31, 2026$17.9MGross asset value
Auditor FORVIS MAZARS, LLP SPRINGFIELD, Missouri, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

Fund details & source
Fund ID
805-1708135409
Reported beneficial owners
2
Minimum commitment
$8.9M

Form ADV 2123000 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VMC INVESTORS-CCP, LLCPrivate Equity Fund · Last reported Jul 31, 2026$6.86MGross asset value
Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FORVIS MAZARS, LLP SPRINGFIELD, Missouri, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

Fund details & source
Fund ID
805-1919537925
Reported beneficial owners
2
Minimum commitment
$5M

Form ADV 2123000 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

7676 FORSYTH BLVD., SUITE 2210
ST. LOUIS, MO, 63105, United States

CRD 334073

Filing source

Form ADV 2123000 · Jul 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.