Investment adviser · CRD 105057
BROADLAKE FINANCIAL MANAGEMENT
Investment adviser filing (IA)
ELEY FINANCIAL MANAGEMENT, INC.
SOUTH BURLINGTON, VT, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $410M Form ADV · Item 5.F
- Client accounts
- 1,166 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 95 | $290,454,047 | 70.9% |
| Individuals | 356 | $101,169,442 | 24.7% |
| Charities | 10 | $12,639,204 | 3.1% |
| Retirement plans | Fewer than 5 | $5,296,027 | 1.3% |
Filing source
Form ADV 2086089 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets
Principal office
99 SWIFT STREET, SUITE 305SOUTH BURLINGTON, VT, 05403-7360, United States
CRD 105057
Filing source
Form ADV 2086089 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.