Investment adviser · CRD 317089

BROAD SECURITIES LLC

Investment adviser filing (IA)

MONGKOK, KOWLOON, Hong Kong · Form ADV filed Dec 7, 2021

Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 7, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

OFFICE NO.12 ON 19 FLOOR, HO KING, COMMERCIAL CENTRE, NO.2-16 FA YUEN STREET
MONGKOK, KOWLOON, 999077, Hong Kong

CRD 317089

Filing source

Form ADV 1582944 · Dec 7, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.