Investment adviser · CRD 297770

BROAD PEAK INVESTMENT MANAGEMENT LTD.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SINGAPORE, SINGAPORE, Singapore · Form ADV filed Sep 12, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BROAD PEAK MASTER FUND II LTDHedge Fund · Last reported Sep 12, 2019$5.05BGross asset value

Feeder funds

  • BROAD PEAK FUND II LTD
Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian CITIBANK, N.A., HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian KOTAK MAHINDRA BANK LIMITED MUMBAI, India Related to adviser: No
Custodian UBS AG LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker UBS AG LONDON BRANCH LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

CITIBANK, N.A., HONG KONG BRANCH
LEI E57ODZWZ7FF32TWEFA76

CREDIT SUISSE SECURITIES (EUROPE) LIMITED
LEI DL6FFRRLF74S01HE2M14

DEUTSCHE BANK AG, LONDON BRANCH
LEI 7LTWFZYICNSX8D621K86

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP21HZNBB6K528

KOTAK MAHINDRA BANK LIMITED
LEI 335800E6GTTXKHXE2175

UBS AG LONDON BRANCH
LEI BFM8T61CT2L1QCEMIK50

Fund details & source
Fund ID
805-4266635283
Reported beneficial owners
29
Minimum commitment
$1M
Form D file number
021-314695

Form ADV 1340422 · Sep 12, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 12, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

C/O BROAD PEAK INVESTMENT ADVISERS PTE LTD, 103 PENANG ROAD #06-07, VISIONCREST COMMERCIAL
SINGAPORE, SINGAPORE, 238467, Singapore

CRD 297770

Filing source

Form ADV 1340422 · Sep 12, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.