Investment adviser · CRD 162134

BROAD PEAK INVESTMENT MANAGEMENT LTD

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SINGAPORE, Singapore · Form ADV filed Mar 20, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BROAD PEAK MASTER FUND II LTD.Hedge Fund · Last reported Mar 20, 2017$4.54BGross asset value

Feeder funds

  • BROAD PEAK FUND II LTD.
Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, ENGLAND, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, ENGLAND, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, ENGLAND, United Kingdom Related to adviser: No
Custodian UBS AG LONDON BRANCH LONDON, ENGLAND, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, ENGLAND, United Kingdom
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, ENGLAND, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, ENGLAND, United Kingdom
Prime broker UBS AG LONDON BRANCH LONDON, ENGLAND, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4266635283
Reported beneficial owners
11
Minimum commitment
$1M

Form ADV 1089722 · Mar 20, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROAD PEAK MASTER FUND LTD.Hedge Fund · Last reported Mar 19, 2015$1.14BGross asset value

Feeder funds

  • BROAD PEAK FUND L.P.
  • BROAD PEAK FUND LTD.
Fund administrator STATE STREET ADMINISTRATION SERVICES COMPANY (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (EUROPE) LTD. LONDON, ENGLAND, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON,ENGLAND, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, ENGLAND, United Kingdom Related to adviser: No
Custodian UBS AG LONDON BRANCH LONDON, ENGLAND, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, ENGLAND, United Kingdom
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, ENGLAND, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, ENGLAND, United Kingdom
Prime broker UBS AG LONDON BRANCH LONDON, ENGLAND, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8514544846
Reported beneficial owners
59
Minimum commitment
$1M

Form ADV 888111 · Mar 19, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

C/O BROAD PEAK INVESTMENT ADVISERS PTE. LTD., 103 PENANG ROAD #06-07 VISIONCREST COMMERCIAL
SINGAPORE, 238467, Singapore

CRD 162134

Filing source

Form ADV 1089722 · Mar 20, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.