Investment adviser · CRD 290775
BROAD INVESTMENT SECURITIES LLC
Investment adviser filing (IA)
BEIJING, China · Form ADV filed May 6, 2026
- Regulatory AUM
- $200 Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | Fewer than 5 | $200 | 100.0% |
Filing source
Form ADV 2101310 · May 6, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 6, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
3F SI HUI DA SHA, 1008-B HUI HE NAN STREET, CHAOYANG DISTRICTBEIJING, 100124, China
CRD 290775
Filing source
Form ADV 2101310 · May 6, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.