Investment adviser · CRD 144078

BRIGADE CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 22, 2026

Regulatory AUM: $33B
Client accounts: 115
Employees: 108
Advisory professionals: 42

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	77	$22,008,389,005	66.6%
Government entities	11	$4,938,960,882	15.0%
Retirement plans	18	$3,675,833,208	11.1%
Investment companies	5	$2,138,000,291	6.5%
Insurance companies	Fewer than 5	$183,834,517	0.6%
Corporations & businesses	Fewer than 5	$68,173,846	0.2%
Sovereign wealth & foreign institutions	Fewer than 5	$8,953,917	0.0%

Filing source

Form ADV 2121236 · Jul 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

109 Apex funds

Apex funds are not feeders of another reported fund. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BATTALION CLO XXVII LTD.Securitized Asset Fund · Last reported Jul 22, 2026$0Gross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7475812396
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2121236 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO III LTD.Securitized Asset Fund · Last reported Jan 2, 2018$392MGross asset value

Fund administrator VIRTUS GROUP, LP HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7107719078
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1142392 · Jan 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO 2007-I LTD.Securitized Asset Fund · Last reported Jan 2, 2018$222MGross asset value

Fund administrator THE BANK OF NEW YORK TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9478593039
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1142392 · Jan 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BRIGADE DISLOCATION FUND II LPPrivate Equity Fund · Last reported Feb 29, 2024$183MGross asset value

Form D fundraising filings

Brigade Dislocation Fund II LP

Feeder funds

BRIGADE DISLOCATION OFFSHORE FUND II, LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1200576986
Reported beneficial owners: 23
Minimum commitment: $10M
Form D file number: 021-452594

Form ADV 1835683 · Feb 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BRIGADE CREDIT FUND I LTD.Hedge Fund · Last reported Feb 24, 2015$77.7MGross asset value

Feeder funds

BRIGADE CREDIT OFFSHORE FUND I LTD.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian THE GOLDMAN SACHS TRUST COMPANY NEW YORK, New York, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-7777196104
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 870550 · Feb 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO XVII LTD.Securitized Asset Fund · Last reported Jan 4, 2021$56.7MGross asset value

Fund administrator VIRTUS GROUP, LP HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8648049889
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1477815 · Jan 4, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

M3-BRIGADE SPONSOR III LPHedge Fund · Last reported Mar 1, 2022$41MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN
PCAOB 100

Fund details & source

Fund ID: 805-2436745271
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1607614 · Mar 1, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 22, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

399 PARK AVENUE, 16TH FLOOR
NEW YORK, NY, 10022-4415, United States

CRD 144078

Filing source

Form ADV 2121236 · Jul 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.