Investment adviser · CRD 144078

BRIGADE CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 22, 2026

Regulatory AUM: $33B
Client accounts: 115
Employees: 108
Advisory professionals: 42

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	77	$22,008,389,005	66.6%
Government entities	11	$4,938,960,882	15.0%
Retirement plans	18	$3,675,833,208	11.1%
Investment companies	5	$2,138,000,291	6.5%
Insurance companies	Fewer than 5	$183,834,517	0.6%
Corporations & businesses	Fewer than 5	$68,173,846	0.2%
Sovereign wealth & foreign institutions	Fewer than 5	$8,953,917	0.0%

Filing source

Form ADV 2121236 · Jul 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

109 Apex funds

Apex funds are not feeders of another reported fund. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BATTALION CLO XXV LTD.Securitized Asset Fund · Last reported Jul 22, 2026$394MGross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3428853093
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2121236 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO XXIII LTD.Securitized Asset Fund · Last reported Jul 22, 2026$393MGross asset value

Fund administrator US NATIONAL BANK ASSOCIATION CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8748485916
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2121236 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO XX LTD.Securitized Asset Fund · Last reported Jul 22, 2026$393MGross asset value

Fund administrator US NATIONAL BANK ASSOCIATION CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7255873652
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2121236 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO XVI LTD.Securitized Asset Fund · Last reported Jul 22, 2026$391MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-3839246441
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2121236 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO 18 LTD.Securitized Asset Fund · Last reported Jul 22, 2026$379MGross asset value

Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-2467307842
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2121236 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO 17 LTD.Securitized Asset Fund · Last reported Jul 22, 2026$378MGross asset value

Fund administrator U.S. NATIONAL BANK ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3359086053
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2121236 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BATTALION CLO XIX LTD.Securitized Asset Fund · Last reported Jul 22, 2026$378MGross asset value

Fund administrator US NATIONAL BANK ASSOCIATION CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7898285539
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2121236 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 22, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

399 PARK AVENUE, 16TH FLOOR
NEW YORK, NY, 10022-4415, United States

CRD 144078

Filing source

Form ADV 2121236 · Jul 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.