Investment adviser · CRD 144078
BRIGADE CAPITAL MANAGEMENT, LP
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Jul 22, 2026
- Regulatory AUM
- $33B Form ADV · Item 5.F
- Client accounts
- 115 Accounts, not individual clients
- Employees
- 108 Reported in this filing
- Advisory professionals
- 42 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 77 | $22,008,389,005 | 66.6% |
| Government entities | 11 | $4,938,960,882 | 15.0% |
| Retirement plans | 18 | $3,675,833,208 | 11.1% |
| Investment companies | 5 | $2,138,000,291 | 6.5% |
| Insurance companies | Fewer than 5 | $183,834,517 | 0.6% |
| Corporations & businesses | Fewer than 5 | $68,173,846 | 0.2% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $8,953,917 | 0.0% |
Filing source
Form ADV 2121236 · Jul 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
109 Apex fundsApex funds are not feeders of another reported fund. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BATTALION CLO XIV LLCSecuritized Asset Fund · Last reported Feb 2, 2026$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-7789398976
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2048509 · Feb 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BATTALION CLO XIX LLCSecuritized Asset Fund · Last reported Feb 2, 2026$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-3064987146
- Reported beneficial owners
- 0
- Minimum commitment
- $0
Form ADV 2048509 · Feb 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BATTALION CLO X LLCSecuritized Asset Fund · Last reported Feb 2, 2026$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-7264786901
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2048509 · Feb 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BATTALION CLO XVIII LTD.Securitized Asset Fund · Last reported Jan 4, 2021$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09
Fund details & source
- Fund ID
- 805-3109068637
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1477815 · Jan 4, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BATTALION CLO XVII LLCSecuritized Asset Fund · Last reported Jan 4, 2021$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2117571408
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1477815 · Jan 4, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BATTALION CLO XVI LLCSecuritized Asset Fund · Last reported Feb 2, 2026$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-1566728064
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2048509 · Feb 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BATTALION CLO XV LLCSecuritized Asset Fund · Last reported Feb 2, 2026$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-7285294247
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2048509 · Feb 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jul 22, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
399 PARK AVENUE, 16TH FLOORNEW YORK, NY, 10022-4415, United States
CRD 144078
Filing source
Form ADV 2121236 · Jul 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.