Investment adviser · CRD 144078
BRIGADE CAPITAL MANAGEMENT, LP
NEW YORK, NY, United States · Form ADV filed Mar 31, 2025
- Regulatory AUM
- $29.8B Form ADV · Item 5.F
- Client accounts
- 140 Accounts, not individual clients
- Employees
- 116 Reported in this filing
- Advisory professionals
- 43 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $31,000,961,474 | 106 | Mar 30, 2022 |
| 2022 | $25,603,105,806 | 119 | Mar 30, 2023 |
| 2023 | $27,851,162,291 | 119 | Mar 26, 2024 |
| 2024 | $29,845,348,937 | 116 | Mar 31, 2025 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 96 | $20,342,085,056 | 68.2% |
| Government entities | 12 | $4,581,380,727 | 15.4% |
| Retirement plans | 23 | $3,093,545,013 | 10.4% |
| Investment companies | 5 | $1,567,378,166 | 5.3% |
| Insurance companies | Fewer than 5 | $173,046,793 | 0.6% |
| Corporations & businesses | Fewer than 5 | $77,051,621 | 0.3% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $10,861,561 | 0.0% |
Filing source
Form ADV 1962324 · Mar 31, 2025 · Item 5.D
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
80 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
BATTALION CLO VIII LLCSecuritized Asset Fund$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-4984323060
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1962324 · Mar 31, 2025 · Schedule D 7.B.(1)
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BATTALION CLO VII LLCSecuritized Asset Fund$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-6428031617
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1962324 · Mar 31, 2025 · Schedule D 7.B.(1)
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BATTALION CLO XII LLCSecuritized Asset Fund$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-1063444198
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1962324 · Mar 31, 2025 · Schedule D 7.B.(1)
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BATTALION CLO XI LLCSecuritized Asset Fund$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-5414444899
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1962324 · Mar 31, 2025 · Schedule D 7.B.(1)
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BATTALION CLO XIV LLCSecuritized Asset Fund$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-7789398976
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1962324 · Mar 31, 2025 · Schedule D 7.B.(1)
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BATTALION CLO XIX LLCSecuritized Asset Fund$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-3064987146
- Reported beneficial owners
- 0
- Minimum commitment
- $0
Form ADV 1962324 · Mar 31, 2025 · Schedule D 7.B.(1)
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BATTALION CLO X LLCSecuritized Asset Fund$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-7264786901
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1962324 · Mar 31, 2025 · Schedule D 7.B.(1)
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 25, 2025 · previous imported filing
- Regulatory AUM$27,851,162,291 → $29,845,348,937
- Client accounts131 → 140
- Employees119 → 116
Filing source
Form ADV 1962324 · Mar 31, 2025 · Items 1 & 5
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $29.8B
- Non-discretionary
- $0
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
399 PARK AVENUE, 16TH FLOORNEW YORK, NY, 10022-4415, United States
CRD 144078
Filing source
Form ADV 1962324 · Mar 31, 2025 · Items 1 & 5
Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.