Investment adviser · CRD 144078

BRIGADE CAPITAL MANAGEMENT, LP

NEW YORK, NY, United States · Form ADV filed Mar 30, 2023

Regulatory AUM: $25.6B
Client accounts: 127
Employees: 119
Advisory professionals: 42

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$31,000,961,474	106	Mar 30, 2022
2022	$25,603,105,806	119	Mar 30, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	86	$16,324,726,920	63.8%
Government entities	12	$3,974,237,258	15.5%
Retirement plans	19	$2,369,161,984	9.3%
Corporations & businesses	Fewer than 5	$1,608,887,384	6.3%
Investment companies	5	$955,369,596	3.7%
Insurance companies	Fewer than 5	$248,367,459	1.0%
Sovereign wealth & foreign institutions	Fewer than 5	$122,355,205	0.5%

Filing source

Form ADV 1732872 · Mar 30, 2023 · Item 5.D

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

70 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

BATTALION CLO XI LTD.Securitized Asset Fund$598MGross asset value

Search Form D filings →

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-2313118988
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1732872 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE CREDIT RELATIVE VALUE OFFSHORE FUND LTD.Hedge Fund · Feeder$575MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

BRIGADE CREDIT RELATIVE VALUE OFFSHORE FUND LTD.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

Fund details & source

Fund ID: 805-5269768984
Reported beneficial owners: 11
Minimum commitment: $5M
Form D file number: 021-417158

Form ADV 1732872 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO XII LTD.Securitized Asset Fund$556MGross asset value

Search Form D filings →

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-7346750691
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1732872 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO XIV LTD.Securitized Asset Fund$533MGross asset value

Search Form D filings →

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-3163344011
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1732872 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO IX LTD.Securitized Asset Fund$464MGross asset value

Search Form D filings →

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-2867733176
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1732872 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO VIII LTD.Securitized Asset Fund$456MGross asset value

Search Form D filings →

Fund administrator VIRTUS GROUP, LP HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4346290431
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1732872 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO XXIII LTD.Securitized Asset Fund$390MGross asset value

Search Form D filings →

Fund administrator US NATIONAL BANK ASSOCIATION CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian US BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8748485916
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1732872 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 5, 2023 · previous imported filing

Regulatory AUM$31,000,961,474 → $25,603,105,806
Client accounts123 → 127
Employees106 → 119

Filing source

Form ADV 1732872 · Mar 30, 2023 · Items 1 & 5

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $25.6B
Non-discretionary: $0

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

399 PARK AVENUE, 16TH FLOOR
NEW YORK, NY, 10022-4415, United States

CRD 144078

Filing source

Form ADV 1732872 · Mar 30, 2023 · Items 1 & 5

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.