Investment adviser · CRD 144078

BRIGADE CAPITAL MANAGEMENT, LP

NEW YORK, NY, United States · Form ADV filed Jan 5, 2023

Regulatory AUM: $31B
Client accounts: 123
Employees: 106
Advisory professionals: 43

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$31,000,961,474	106	Mar 30, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	85	$18,362,058,201	59.2%
Retirement plans	17	$4,700,537,491	15.2%
Government entities	10	$3,974,159,223	12.8%
Corporations & businesses	Fewer than 5	$1,678,506,246	5.4%
Investment companies	5	$1,287,144,994	4.2%
Sovereign wealth & foreign institutions	Fewer than 5	$684,787,469	2.2%
Insurance companies	Fewer than 5	$313,767,850	1.0%

Filing source

Form ADV 1698084 · Jan 5, 2023 · Item 5.D

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

73 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

BRIGADE CAVALRY FUND LPHedge Fund · Feeder$26.3MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Brigade Cavalry Fund LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source

Fund ID: 805-8167983813
Reported beneficial owners: 26
Minimum commitment: $5M
Form D file number: 021-303024

Form ADV 1698084 · Jan 5, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE ENERGY OPPORTUNITIES FUND LPPrivate Equity Fund · Master$15MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Brigade Energy Opportunities Fund LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8811057530
Reported beneficial owners: 35
Minimum commitment: $10M
Form D file number: 021-237951

Form ADV 1698084 · Jan 5, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE TACTICAL OPPORTUNITIES FUND LPHedge Fund · Master$14.9MGross asset value

Search Form D filings →

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8261241701
Reported beneficial owners: 36
Minimum commitment: $5M

Form ADV 1698084 · Jan 5, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE TACTICAL OPPORTUNITIES OFFSHORE FUND LPHedge Fund · Feeder$14.9MGross asset value

Search Form D filings →

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-7062206062
Reported beneficial owners: 1
Minimum commitment: $5M

Form ADV 1698084 · Jan 5, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO XXIV LTD.Securitized Asset Fund$11.3MGross asset value

Search Form D filings →

Fund administrator VIRTUS GROUP TAMPA, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2205964119
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1698084 · Jan 5, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE ENERGY OPPORTUNITIES FUND II LPPrivate Equity Fund · Master$9.33MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Brigade Energy Opportunities Fund II LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source

Fund ID: 805-9654197809
Reported beneficial owners: 22
Minimum commitment: $10M
Form D file number: 021-282592

Form ADV 1698084 · Jan 5, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE ENERGY OPPORTUNITIES OFFSHORE FUND II LPPrivate Equity Fund · Feeder$7.88MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Brigade Energy Opportunities Offshore Fund II LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source

Fund ID: 805-4576121737
Reported beneficial owners: 4
Minimum commitment: $10M
Form D file number: 021-279237

Form ADV 1698084 · Jan 5, 2023 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 16, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1698084 · Jan 5, 2023 · Items 1 & 5

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $31B
Non-discretionary: $0

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

399 PARK AVENUE, 16TH FLOOR
NEW YORK, NY, 10022-4415, United States

CRD 144078

Filing source

Form ADV 1698084 · Jan 5, 2023 · Items 1 & 5

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.