Investment adviser · CRD 144078

BRIGADE CAPITAL MANAGEMENT, LP

NEW YORK, NY, United States · Form ADV filed Nov 16, 2022

Regulatory AUM: $31B
Client accounts: 123
Employees: 106
Advisory professionals: 43

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$31,000,961,474	106	Mar 30, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	85	$18,362,058,201	59.2%
Retirement plans	17	$4,700,537,491	15.2%
Government entities	10	$3,974,159,223	12.8%
Corporations & businesses	Fewer than 5	$1,678,506,246	5.4%
Investment companies	5	$1,287,144,994	4.2%
Sovereign wealth & foreign institutions	Fewer than 5	$684,787,469	2.2%
Insurance companies	Fewer than 5	$313,767,850	1.0%

Filing source

Form ADV 1688617 · Nov 16, 2022 · Item 5.D

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

73 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

BRIGADE LOAN OFFSHORE FUND LTD.Hedge Fund · Feeder$96MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Brigade Loan Offshore Fund Ltd.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-8653905605
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-445107

Form ADV 1688617 · Nov 16, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE DISLOCATION FUND II LPPrivate Equity Fund · Master$87.7MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Brigade Dislocation Fund II LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1200576986
Reported beneficial owners: 24
Minimum commitment: $10M
Form D file number: 021-452594

Form ADV 1688617 · Nov 16, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE STRUCTURED CREDIT FUND LPHedge Fund · Feeder$76.9MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Brigade Structured Credit Fund LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-9063039409
Reported beneficial owners: 25
Minimum commitment: $5M
Form D file number: 021-222848

Form ADV 1688617 · Nov 16, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE CAVALRY FUND LTD.Hedge Fund · Master$66.7MGross asset value

Search Form D filings →

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source

Fund ID: 805-2468843563
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1688617 · Nov 16, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE DISLOCATION OFFSHORE FUND II, LPPrivate Equity Fund · Feeder$55.2MGross asset value

Search Form D filings →

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

Fund details & source

Fund ID: 805-9638245683
Reported beneficial owners: 6
Minimum commitment: $10M

Form ADV 1688617 · Nov 16, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE SPAC SPONSOR I LLCHedge Fund$29.4MGross asset value

Search Form D filings →

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH+BROWN NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN
PCAOB 100

Fund details & source

Fund ID: 805-2052497216
Reported beneficial owners: 66
Minimum commitment: $0

Form ADV 1688617 · Nov 16, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO XXV LTD.Securitized Asset Fund$29MGross asset value

Search Form D filings →

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3428853093
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1688617 · Nov 16, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Aug 25, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1688617 · Nov 16, 2022 · Items 1 & 5

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $31B
Non-discretionary: $0

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

399 PARK AVENUE, 16TH FLOOR
NEW YORK, NY, 10022-4415, United States

CRD 144078

Filing source

Form ADV 1688617 · Nov 16, 2022 · Items 1 & 5

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.