Investment adviser · CRD 144078

BRIGADE CAPITAL MANAGEMENT, LP

NEW YORK, NY, United States · Form ADV filed Jan 18, 2022

Regulatory AUM: $29.5B
Client accounts: 108
Employees: 102
Advisory professionals: 42

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	73	$17,802,741,480	60.4%
Retirement plans	14	$4,393,896,543	14.9%
Government entities	10	$3,396,024,635	11.5%
Corporations & businesses	Fewer than 5	$1,468,169,653	5.0%
Investment companies	5	$1,290,186,987	4.4%
Sovereign wealth & foreign institutions	Fewer than 5	$814,681,840	2.8%
Insurance companies	Fewer than 5	$313,473,159	1.1%

Filing source

Form ADV 1591421 · Jan 18, 2022 · Item 5.D

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

66 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

BATTALION CLO XVI LLCSecuritized Asset Fund$0Gross asset value

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Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-1566728064
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1591421 · Jan 18, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO XV LLCSecuritized Asset Fund$0Gross asset value

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Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-7285294247
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1591421 · Jan 18, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BATTALION CLO XX LLCSecuritized Asset Fund$0Gross asset value

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Fund administrator US NATIONAL BANK ASSOCIATION CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian US BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3792711548
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1591421 · Jan 18, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE CREDIT RELATIVE VALUE FUND LPHedge Fund · Feeder$0Gross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Brigade Credit Relative Value Fund LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-6331440873
Reported beneficial owners: 8
Minimum commitment: $5M
Form D file number: 021-417081

Form ADV 1591421 · Jan 18, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE CREDIT RELATIVE VALUE MASTER FUND LTD.Hedge Fund · Master$0Gross asset value

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Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-6705973764
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1591421 · Jan 18, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE CREDIT RELATIVE VALUE OFFSHORE FUND LTDHedge Fund · Feeder$0Gross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

BRIGADE CREDIT RELATIVE VALUE OFFSHORE FUND LTD.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

Fund details & source

Fund ID: 805-5269768984
Reported beneficial owners: 10
Minimum commitment: $5M
Form D file number: 021-417158

Form ADV 1591421 · Jan 18, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGADE DEBT FUNDING II LLCSecuritized Asset Fund$0Gross asset value

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Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-9924753564
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1591421 · Jan 18, 2022 · Schedule D 7.B.(1)

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

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Filing source

Form ADV 1591421 · Jan 18, 2022 · Items 1 & 5

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $29.5B
Non-discretionary: $0

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

399 PARK AVENUE, 16TH FLOOR
NEW YORK, NY, 10022-4415, United States

CRD 144078

Filing source

Form ADV 1591421 · Jan 18, 2022 · Items 1 & 5

Reported by BRIGADE CAPITAL MANAGEMENT, LP (CRD 144078).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.