Investment adviser · CRD 156566

BRENTWOOD PRIVATE EQUITY IV, L.P.

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 28, 2014

Regulatory AUM
$553M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
18
Reported in this filing
Advisory professionals
14
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BRENTWOOD ASSOCIATES PRIVATE EQUITY IV, L.P.Private Equity Fund · Last reported Mar 28, 2014$398MGross asset value
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian BANK OF AMERICA LOS ANGELES, California, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK LOS ANGELES, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-4100450453
Reported beneficial owners
50
Minimum commitment
$10M
Form D file number
021-87294

Form ADV 794576 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAPE IV - AIV, L.P.Private Equity Fund · Last reported Mar 28, 2014$120MGross asset value
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian BANK OF AMERICA LOS ANGELES, California, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK LOS ANGELES, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-8289641188
Reported beneficial owners
35
Minimum commitment
$10M
Form D file number
021-87294

Form ADV 794576 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

11150 SANTA MONICA BOULEVARD, SUITE 1200
LOS ANGELES, CA, 90025, United States

CRD 156566

Filing source

Form ADV 794576 · Mar 28, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.