Investment adviser · CRD 281712

BREAN ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

SUMMIT, NJ, United States · Form ADV filed Mar 29, 2024

Regulatory AUM
$215M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$215,109,052100.0%
Filing source

Form ADV 1860013 · Mar 29, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BREAN STRATEGIC OPPORTUNITY MASTER FUND, LPHedge Fund · Last reported Mar 29, 2024$215MGross asset value

Feeder funds

  • BREAN STRATEGIC OPPORTUNITIES FUND, LP
  • BREAN STRATEGIC OPPORTUNITIES OFFSHORE FUND, LTD.
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C TECHNOLOGIES, INC. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM SMITH & BROWN PC NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Marketer PRESIDIO ADVISORS LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker COWEN AND COMPANY NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WITHUM SMITH & BROWN PC
PCAOB 100

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

RBC CAPITAL MARKETS, LLC
SEC 8-45411

COWEN AND COMPANY
CRD 7616 · SEC 8-22522

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

Fund details & source
Fund ID
805-4319917127
Reported beneficial owners
31
Minimum commitment
$1M

Form ADV 1860013 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIG ESG 1, LLCOther Private Fund · Last reported Mar 31, 2023$48.8MGross asset value
Fund administrator EISNER AMPER FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DAVID WEISS CPA PLLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

DAVID WEISS CPA PLLC
PCAOB 6198

Fund details & source
Fund ID
805-7237624759
Reported beneficial owners
42
Minimum commitment
$0

Form ADV 1742878 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAM SMARTSKY SERIES A LLCOther Private Fund · Last reported Mar 31, 2023$9.98MGross asset value
Fund administrator ASSURE SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor HAYNIE & COMPANY SALT LAKE CITY, Utah, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

HAYNIE & COMPANY
PCAOB 457

Fund details & source
Fund ID
805-5453055283
Reported beneficial owners
26
Minimum commitment
$20K

Form ADV 1742878 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAM-SMARTSKY LLCOther Private Fund · Last reported Mar 31, 2023$2.21MGross asset value
Fund administrator ASSURE SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor HAYNIE & COMPANY SALT LAKE CITY, Utah, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

HAYNIE & COMPANY
PCAOB 457

Fund details & source
Fund ID
805-1896154188
Reported beneficial owners
12
Minimum commitment
$25K

Form ADV 1742878 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BAM-SMARTSKY LLC PRORATA (SERIES B)Other Private Fund · Last reported Mar 31, 2023$397KGross asset value
Fund administrator ASSURE SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor HAYNIE & COMPANY SALT LAKE CITY, Utah, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

HAYNIE & COMPANY
PCAOB 457

Fund details & source
Fund ID
805-3660669677
Reported beneficial owners
11
Minimum commitment
$5K

Form ADV 1742878 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2024. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

35 BEECHWOOD ROAD, SUITE 3D
SUMMIT, NJ, 07901, United States

CRD 281712

Filing source

Form ADV 1860013 · Mar 29, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.