Investment adviser · CRD 29108

BRAVER STERN & CO. SECURITIES, LLC

Investment adviser filing (IA)

BRAVER STERN SECURITES LLC

NEW YORK, NY, United States · Form ADV filed Oct 30, 2014

Regulatory AUM
$0
Form ADV · Item 5.F
Client accounts
0
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Oct 30, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting

Compensation

Percentage of assets · Hourly · Fixed

Principal office

156 WEST 56TH STREET
NEW YORK, NY, 10019, United States

CRD 29108

Filing source

Form ADV 852169 · Oct 30, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.