Investment adviser · CRD 131184

BRAESIDE INVESTMENTS, LLC

Investment adviser filing (IA)

DALLAS, TX, United States · Form ADV filed Mar 2, 2026

Regulatory AUM
$139M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$117,936,59884.6%
High-net-worth individuals1$21,497,79415.4%
Filing source

Form ADV 2061446 · Mar 2, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BRAESIDE CAPITAL II, L.P.Hedge Fund · Last reported Mar 2, 2026$62.3MGross asset value

Form D fundraising filings

Braeside Capital II, L.P.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER & TIDWELL LLP FORT WORTH, Texas, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian U.S. BANK, NA, INSTITUTIONAL TRUST & CUSTODY ST. PAUL, Minnesota, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker AUERBACH GRAYSON & COMPANY LLC NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker MANDIRI SEKURITAS JAKARTA, Indonesia
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEAVER & TIDWELL LLP
PCAOB 410

INTERACTIVE BROKERS LLC
SEC 8-47257

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

AUERBACH GRAYSON & COMPANY LLC
CRD 30761 · SEC 8-45136

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-1892946229
Reported beneficial owners
42
Minimum commitment
$750K
Form D file number
021-153437

Form ADV 2061446 · Mar 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BRAESIDE CAPITAL, L.P.Hedge Fund · Last reported Mar 2, 2026$55.6MGross asset value

Form D fundraising filings

Braeside Capital, L.P.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER & TIDWELL LLP FORT WORTH, Texas, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian U.S. BANK, NA, INSTITUTIONAL TRUST & CUSTODY ST. PAUL, Minnesota, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker AUERBACH GRAYSON & COMPANY LLC NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker MANDIRI SEKURITAS JAKARTA, Indonesia
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEAVER & TIDWELL LLP
PCAOB 410

INTERACTIVE BROKERS LLC
SEC 8-47257

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

AUERBACH GRAYSON & COMPANY LLC
CRD 30761 · SEC 8-45136

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-7940171938
Reported beneficial owners
22
Minimum commitment
$750K
Form D file number
021-68309

Form ADV 2061446 · Mar 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NADEL AND GUSSMAN COMBINED FUNDS LLCHedge Fund · Last reported Mar 4, 2015$1.05MGross asset value
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-2504541992
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 880407 · Mar 4, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 2, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

14841 DALLAS PARKWAY, SUITE 415
DALLAS, TX, 75254, United States

CRD 131184

Filing source

Form ADV 2061446 · Mar 2, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.