Investment adviser · CRD 117480

BRADWAY FINANCIAL, LLC

Investment adviser filing (IA)

LONGMEADOW, MA, United States · Form ADV filed Mar 31, 2017

Regulatory AUM
$132M
Form ADV · Item 5.F
Client accounts
1,523
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BRADWAY CAPITAL INSIGHT FUND LLCPrivate Equity Fund · Last reported Mar 31, 2017$9.68MGross asset value
Auditor MORRIS & MORRIS, P.C. NEEDHAM HEIGHTS, Massachusetts, United States
Custodian EQUITY TRUST COMPANY WESTLAKE, Ohio, United States Related to adviser: No
Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES, INC. SMITHFIELD, Rhode Island, United States Related to adviser: No
Prime broker FIDELITY INVESTMENTS LLC SMITHFIELD, Rhode Island, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES, INC.
SEC 8-132117

FIDELITY INVESTMENTS LLC
SEC 8-132117

Fund details & source
Fund ID
805-9493343588
Reported beneficial owners
66
Minimum commitment
$0
Form D file number
021-18648501

Form ADV 1096719 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BRADWAY CAPITAL FUND II LLCPrivate Equity Fund · Last reported Mar 31, 2017$1.3MGross asset value
Auditor MORRIS & MORRIS, P.C. NEEDHAM HEIGHTS, Massachusetts, United States
Custodian EQUITY TRUST COMPANY WESTLAKE, Ohio, United States Related to adviser: No
Prime broker FIDELITY INVESTMENTS LLC SMITHFIELD, Rhode Island, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FIDELITY INVESTMENTS LLC
SEC 8-132117

Fund details & source
Fund ID
805-2294515688
Reported beneficial owners
30
Minimum commitment
$0
Form D file number
021-239444

Form ADV 1096719 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2017. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

734 BLISS ROAD, SUITE 1
LONGMEADOW, MA, 01106, United States

CRD 117480

Filing source

Form ADV 1096719 · Mar 31, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.