Investment adviser · CRD 105654

BRADFORD & MARZEC, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 29, 2016

Regulatory AUM: $4.2B
Client accounts: 720
Employees: 32
Advisory professionals: 17

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

B&M CLO 2014-1, LTDSecuritized Asset Fund · Last reported Mar 29, 2016$377MGross asset value

Fund administrator APPLEBY TRUST (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5401195665
Reported beneficial owners: 5
Minimum commitment: $1M

Form ADV 985515 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2016. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH HOPE STREET, SUITE 4050
LOS ANGELES, CA, 90071-3049, United States

CRD 105654

Filing source

Form ADV 985515 · Mar 29, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.