Investment adviser · CRD 162386

BOSTWICK CAPITAL LLC

Investment adviser filing (IA)

LOCUST VALLEY, NY, United States · Form ADV filed Mar 24, 2026

Regulatory AUM: $245M
Client accounts: 6
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$245,429,146	100.0%

Filing source

Form ADV 2071088 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

U-BOSTWICK PI LPPrivate Equity Fund · Last reported Mar 24, 2026$72.8MGross asset value

Fund administrator VISTRA USA LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No

Marketer UNION BANCAIRE PRIVEE, UBP SA GENEVA, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-9695075952
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2071088 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOSTWICK OPPORTUNITY HOLDING FUND I LPPrivate Equity Fund · Last reported Mar 24, 2026$63.5MGross asset value

Form D fundraising filings

Bostwick Opportunity Holding Fund I LP

Feeder funds

BOSTWICK OPPORTUNITY FUND I LP

Fund administrator VISTRA USA LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No

Marketer UBP ASSET MANAGEMENT ASIA LIMITED HONG KONG, China Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-7990384561
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-418160

Form ADV 2071088 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOSTWICK COMPOUND LPHedge Fund · Last reported Mar 24, 2026$59MGross asset value

Form D fundraising filings

Bostwick Compound LP

Feeder funds

BOSTWICK COMPOUND OFFSHORE LTD

Fund administrator VISTRA USA LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No

Marketer STEPHENS LITTLE ROCK, Arkansas, United States Related to adviser: No

Prime broker JP MORGAN CHASE BANK NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY
CRD 149777 · SEC 801-70103

STEPHENS
CRD 3496 · SEC 801-15510

Fund details & source

Fund ID: 805-5908539856
Reported beneficial owners: 182
Minimum commitment: $1M
Form D file number: 021-134865
Form D file number: 021-96506

Form ADV 2071088 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOSTWICK OPPORTUNITY FUND II LPPrivate Equity Fund · Last reported Mar 24, 2026$50.1MGross asset value

Fund administrator VISTRA USA LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No

Marketer UNION BANCAIRE PRIVEE, UBP SA GENEVA, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-4954564125
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2071088 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed

Principal office

40 BIRCH HILL RD, SUITE 3
LOCUST VALLEY, NY, 11560, United States

CRD 162386

Filing source

Form ADV 2071088 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.