Investment adviser · CRD 163706

BOOTHBAY FUND MANAGEMENT

Investment adviser filing (IA)

BOOTHBAY FUND MANAGEMENT, LLC

NEW YORK, NY, United States · Form ADV filed Aug 7, 2026

Regulatory AUM: $18B
Client accounts: 11
Employees: 57
Advisory professionals: 18

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$17,985,924,508	100.0%

Filing source

Form ADV 2123952 · Aug 7, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BOOTHBAY ABSOLUTE RETURN STRATEGIES, LPHedge Fund · Last reported Aug 7, 2026$14BGross asset value

Form D fundraising filings

Boothbay Absolute Return Strategies, LP

Feeder funds

BOOTHBAY ABSOLUTE RETURN STRATEGIES OFFSHORE, LTD.

Fund administrator NAV CONSULTING INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian AXIS CAPITAL MARKETS LTD LONDON, United Kingdom Related to adviser: No

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian BANK OF MONTREAL TORONTO, Canada Related to adviser: No

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian BMO HARRIS BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No

Custodian BOFA SECURITIES EUROPE S.A. PARIS, France Related to adviser: No

Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LTD CENTRAL, Hong Kong Related to adviser: No

Custodian CITI BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No

Custodian CLEAR STREET DERIVATIVES LLC NEW YORK, New York, United States Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Custodian CURVATURE SECURITIES LLC CHATHAM, New Jersey, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL CANARY WHARF, United Kingdom Related to adviser: No

Custodian GUOTAI JUNAN FINANCIAL PRODUCTS LIMITED HONG KONG, Hong Kong Related to adviser: No

Custodian HAYWOOD SECURITIES INC VANCOUVER, Canada Related to adviser: No

Custodian HUATAI SECURITIES (USA), INC. CENTRAL, Hong Kong Related to adviser: No

Custodian HYUNDAI MOTORS SECURITIES CO LTD SEOUL, Korea, South Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian JEFFERIES FINANCIAL SERVICES INC. LONDON, United Kingdom Related to adviser: No

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES PLC CANARY WHARF, United Kingdom Related to adviser: No

Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No

Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: Yes

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY CAPITAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: Yes

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian NOMURA INTERNATIONAL PLC NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian SOCIETE GENERALE INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No

Custodian SOCIETE GENERALE SA PARIS, France Related to adviser: No

Custodian STONEX FINANCIAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED CENTRAL, Hong Kong Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker AXIS CAPITAL MARKETS LTD LONDON, United Kingdom

Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States

Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States

Prime broker CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Prime broker CURVATURE SECURITIES LLC CHATHAM, New Jersey, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL CANARY WHARF, United Kingdom

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker JP MORGAN CHASE BANK NA NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES PLC CANARY WHARF, United Kingdom

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Prime broker WELLS FARGO BANK N.A. NEW YORK, New York, United States

Prime broker WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

AXIS CAPITAL MARKETS LTD
LEI 2138001UYFF4L8FOMN55

BANK OF AMERICA N.A.
LEI 254900UJSGYIL5JU7B49

BANK OF MONTREAL
LEI NQQ6HPCNCCU6TUTQYE16

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BOFA SECURITIES EUROPE S.A.
LEI 549300FH0WJAPEHTIQ77

BOFA SECURITIES, INC.
SEC 8-69787

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CITI BANK, NATIONAL ASSOCIATION
LEI E57ODZWZ7FF32TWEFA76

CLEAR STREET DERIVATIVES LLC
LEI 549300DPEDN3YY2IMW76

CLEAR STREET LLC
SEC 8-69972

CURVATURE SECURITIES LLC
SEC 8-69384

GOLDMAN SACHS & CO. LLC
SEC 8-129

GUOTAI JUNAN FINANCIAL PRODUCTS LIMITED
LEI 2138004BUVPTZJH1ET87

HAYWOOD SECURITIES INC
LEI 549300UUZ6SLQGGQTD76

HUATAI SECURITIES (USA), INC.
SEC 8-70231

HYUNDAI MOTORS SECURITIES CO LTD
LEI 988400V56O5EZ2OFVO54

INTERACTIVE BROKERS LLC
SEC 8-47257

JEFFERIES FINANCIAL SERVICES INC.
LEI O26QTPAJC1X7058KCW11

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES PLC
LEI K6Q0W1PS1L1O4IQL9C32

MACQUARIE BANK LIMITED
LEI 4ZHCHI4KYZG2WVRT8631

MAREX CAPITAL MARKETS INC.
SEC 8-69039

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MORGAN STANLEY CAPITAL SERVICES LLC
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

MORGAN STANLEY & CO. LLC
SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SOCIETE GENERALE INTERNATIONAL LIMITED
LEI 0IKLU6X1B10WK7X42C15

STONEX FINANCIAL INC.
SEC 8-51269

TD PRIME SERVICES LLC
SEC 8-3337

UBS SECURITIES LLC
SEC 8-22651

WELLS FARGO BANK N.A.
LEI KB1H1DSPRFMYMCUFXT09

WELLS FARGO SECURITIES, LLC
SEC 8-22947

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

CURVATURE SECURITIES LLC
CRD 169708 · SEC 8-69384

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

WELLS FARGO SECURITIES, LLC
CRD 7665 · SEC 8-22947

Fund details & source

Fund ID: 805-5663558974
Reported beneficial owners: 410
Minimum commitment: $10M
Form D file number: 021-218186
Form D file number: 021-270953

Form ADV 2123952 · Aug 7, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOOTHBAY DIVERSIFIED ALPHA MASTER FUND LPHedge Fund · Last reported Aug 7, 2026$3.67BGross asset value