Investment adviser · CRD 17530
BOK FINANCIAL ADVISORS
Investment adviser filing (IA)
BOK FINANCIAL SECURITIES, INC.
TULSA, OK, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $1.06B Form ADV · Item 5.F
- Client accounts
- 3,330 Accounts, not individual clients
- Employees
- 165 Reported in this filing
- Advisory professionals
- 142 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 2,914 | $587,811,710 | 55.6% |
| High-net-worth individuals | 349 | $420,510,102 | 39.7% |
| Corporations & businesses | 29 | $44,395,052 | 4.2% |
| Charities | 5 | $5,299,389 | 0.5% |
| Other clients | 37 | $5,515 | 0.0% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Retirement plans | Fewer than 5 | $0 | 0.0% |
| Government entities | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
| Insurance companies | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2041163 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BOKF PRIVATE EQUITY LIMITED PARTNERSHIPPrivate Equity Fund · Last reported Mar 26, 2018$5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG
PCAOB 42
BOKF, NA
LEI FU7RSW4CQQY98A2O7J66
Fund details & source
- Fund ID
- 805-4428477648
- Reported beneficial owners
- 89
- Minimum commitment
- $100K
- Form D file number
- 021-54021
Form ADV 1168813 · Mar 26, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BOKF PRIVATE EQUITY LIMITED PARTNERSHIP IIPrivate Equity Fund · Last reported Nov 18, 2022$15KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG
PCAOB 42
Fund details & source
- Fund ID
- 805-3283860854
- Reported beneficial owners
- 42
- Minimum commitment
- $250K
- Form D file number
- 021-97703
Form ADV 1689384 · Nov 18, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
ONE WILLIAMS CENTER, PLAZA SOUTHEASTTULSA, OK, 74102, United States
CRD 17530
Filing source
Form ADV 2041163 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.