Investment adviser · CRD 107900

BOFA ADVISORS, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Apr 21, 2016

Regulatory AUM
$94.1B
Form ADV · Item 5.F
Client accounts
171
Accounts, not individual clients
Employees
63
Reported in this filing
Advisory professionals
28
Investment advisory functions

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STRATEGIC CASH PORTFOLIO II, A SERIES OF QUALIFIED PURCHASER FUNDS, LLCLiquidity Fund · Last reported Apr 21, 2016$3.24BGross asset value
Fund administrator STATE STREET BANK & TRUST COMPANY QUINCY, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian STATE STREET BANK & TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5359717598
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-9999999999

Form ADV 1012473 · Apr 21, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUTH STREET CBO 2000 -1Securitized Asset Fund · Last reported Dec 22, 2015$1.99MGross asset value
Fund administrator DEUTSCHE BANK (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON TRUST CO. NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5930984979
Reported beneficial owners
6
Minimum commitment
$200K

Form ADV 964121 · Dec 22, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AURUM CLO 2002-1 LTDSecuritized Asset Fund · Last reported Dec 22, 2015$0Gross asset value
Fund administrator BANK OF NEW YORK MELLON HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9900176070
Reported beneficial owners
0
Minimum commitment
$1M

Form ADV 964121 · Dec 22, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANK OF AMERICA GLOBAL LIQUIDITY FUND, PLC - EUROLiquidity Fund · Last reported Jan 29, 2014$0Gross asset value
Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS NORTH WALL QUAY, DUBLIN 1, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3397009628
Reported beneficial owners
0
Minimum commitment
$1.3M
Form D file number
021-9999999999

Form ADV 782440 · Jan 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FLAGSHIP CLO IIISecuritized Asset Fund · Last reported Dec 22, 2015$0Gross asset value
Fund administrator U.S. BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian U.S. BANK, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3427580194
Reported beneficial owners
10
Minimum commitment
$250K

Form ADV 964121 · Dec 22, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FLAGSHIP CLO IVSecuritized Asset Fund · Last reported Dec 22, 2015$0Gross asset value
Fund administrator U.S. BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian U.S. BANK, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5316996952
Reported beneficial owners
10
Minimum commitment
$250K

Form ADV 964121 · Dec 22, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUTH STREET CBO 1999-1Securitized Asset Fund · Last reported Dec 22, 2015$0Gross asset value
Fund administrator DEUTSCHE BANK (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON TRUST CO. NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7136675823
Reported beneficial owners
4
Minimum commitment
$200K

Form ADV 964121 · Dec 22, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 21, 2016. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed

Principal office

100 FEDERAL STREET
BOSTON, MA, 02110, United States

CRD 107900

Filing source

Form ADV 1012473 · Apr 21, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.