Investment adviser · CRD 231
BNY MELLON SECURITIES CORPORATION
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Sep 28, 2026
- Regulatory AUM
- $8.45B Form ADV · Item 5.F
- Client accounts
- 3,732 Accounts, not individual clients
- Employees
- 253 Reported in this filing
- Advisory professionals
- 91 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other clients | 16 | $6,858,599,639 | 81.2% |
| Individuals | 2,997 | $856,258,192 | 10.1% |
| High-net-worth individuals | 228 | $420,182,234 | 5.0% |
| Corporations & businesses | 441 | $264,466,422 | 3.1% |
| Charities | 22 | $31,061,216 | 0.4% |
| Retirement plans | 30 | $18,108,974 | 0.2% |
Filing source
Form ADV 2135115 · Sep 28, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 28, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
240 GREENWICH STREET, 9TH FLOOR EASTNEW YORK, NY, 10286-0001, United States
CRD 231
Filing source
Form ADV 2135115 · Sep 28, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.