Investment adviser · CRD 105642

BNY MELLON INVESTMENT ADVISER, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 21, 2026

Regulatory AUM: $419B
Client accounts: 91
Employees: 69
Advisory professionals: 14

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	82	$405,786,414,540	96.7%
Pooled investment vehicles	9	$13,674,951,881	3.3%

Filing source

Form ADV 2133730 · Sep 21, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

13 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SF OVERNIGHT SHORT TERM INVESTMENT ONSHORE FUND, LLCOther Private Fund · Last reported Sep 21, 2026$5.83BGross asset value

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG CHICAGO, Illinois, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

THE BANK OF NEW YORK MELLON
LEI 25490021EZZ5BYOEMR40

Fund details & source

Fund ID: 805-5752605740
Reported beneficial owners: 42
Minimum commitment: $1K

Form ADV 2133730 · Sep 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NCS GROUP TRUST GLOBAL FUNDOther Private Fund · Last reported Sep 21, 2026$2.9BGross asset value

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-6536446632
Reported beneficial owners: 41
Minimum commitment: $5M
Form D file number: 021-1462402

Form ADV 2133730 · Sep 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NCS GROUP TRUST INTERNATIONAL FUNDOther Private Fund · Last reported Sep 21, 2026$1.14BGross asset value

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-4874277273
Reported beneficial owners: 26
Minimum commitment: $5M
Form D file number: 021-1462403

Form ADV 2133730 · Sep 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NCS INTERNATIONAL FUND LLCOther Private Fund · Last reported Sep 21, 2026$658MGross asset value

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-9852120439
Reported beneficial owners: 34
Minimum commitment: $5M
Form D file number: 021-1462394

Form ADV 2133730 · Sep 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NCS GLOBAL FUND LLCOther Private Fund · Last reported Sep 21, 2026$407MGross asset value

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-7489596571
Reported beneficial owners: 29
Minimum commitment: $5M
Form D file number: 021-1462391

Form ADV 2133730 · Sep 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NCS GLOBAL FUNDOther Private Fund · Last reported May 27, 2022$3.1BGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG - TORONTO TORONTO, Canada

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG - TORONTO
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-9138795622
Reported beneficial owners: 52
Minimum commitment: $5M

Form ADV 1655020 · May 27, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NCS INTERNATIONAL FUNDOther Private Fund · Last reported May 27, 2022$330MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG - TORONTO TORONTO, Canada

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG - TORONTO
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-2945907523
Reported beneficial owners: 4
Minimum commitment: $5M

Form ADV 1655020 · May 27, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 21, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

240 GREENWICH STREET
NEW YORK, NY, 10286, United States

CRD 105642

Filing source

Form ADV 2133730 · Sep 21, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.