Investment adviser · CRD 148403

ARX INVESTIMENTOS LTDA

Investment adviser filing (IA)

RIO DE JANEIRO, Brazil · Form ADV filed Mar 30, 2016

Regulatory AUM
$1.94B
Form ADV · Item 5.F
Client accounts
77
Accounts, not individual clients
Employees
38
Reported in this filing
Advisory professionals
16
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BNY MELLON ARX BRAZIL FUND, SPCHedge Fund · Last reported Mar 30, 2016$63.6MGross asset value
Fund administrator BTG PACTUAL SERVIÇOS FINANCEIROS S.A. DTVM LTDA. RIO DE JANEIRO, Brazil Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN,, Cayman Islands
Marketer BNY MELLON INTERNATIONAL ASSET MANAGEMENT GROUP LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer MBSC SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

MBSC SECURITIES CORPORATION
CRD 231 · SEC 801-54739

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-1040985934
Reported beneficial owners
50
Minimum commitment
$100K

Form ADV 987720 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BNY MELLON ARX, SPCHedge Fund · Last reported Mar 30, 2012$3.7MGross asset value
Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: Yes
Fund administrator BNY MELLON SERVIÇOS FINANCEIROS DTVM SA RIO DE JANEIRO, Brazil Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor KPMG GRAND CAYMAN,, Cayman Islands
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-9732466497
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 617527 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2016. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

AVENIDA BORGES DE MEDEIROS, 633 - 401/402/403
RIO DE JANEIRO, 22430-041, Brazil

CRD 148403

Filing source

Form ADV 987720 · Mar 30, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.