Investment adviser · CRD 35693

CONVERGEX EXECUTION SOLUTIONS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jan 17, 2014

Employees
375
Reported in this filing
Advisory professionals
8
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 17, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Fixed · Commissions

Principal office

1633 BROADWAY, 48TH FLOOR
NEW YORK, NY, 10019, United States

CRD 35693

Filing source

Form ADV 779035 · Jan 17, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.