Investment adviser · CRD 281337
BMO NESBITT BURNS SECURITIES LTD.
Investment adviser filing (IA)
TORONTO, ONTARIO, Canada · Form ADV filed Sep 8, 2026
- Regulatory AUM
- $1.2B Form ADV · Item 5.F
- Client accounts
- 1,330 Accounts, not individual clients
- Employees
- 303 Reported in this filing
- Advisory professionals
- 216 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 412 | $1,100,742,115 | 91.9% |
| Individuals | 674 | $96,842,195 | 8.1% |
Filing source
Form ADV 2131005 · Sep 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 8, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
1 FIRST CANADIAN PLACE, 41ST FLOORTORONTO, ONTARIO, M5X 1A1, Canada
CRD 281337
Filing source
Form ADV 2131005 · Sep 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.